Securities Law

Magleby Cataxinos & Greenwood, is a boutique law firm that provides effective and creative representation to shareholders, brokers, officers, owners, and directors involved in securities litigation, securities investigations, or securities disputes. The firm handles class actions, derivative lawsuits, and Securities and Exchange Commission (SEC) and Utah Division of Securities investigations. Lawyers at the firm are adept at identifying viable challenges to allegations of securities fraud and misrepresentation.

The attorneys address the complexities of securities law effectively-with the knowledge that a person's or company's livelihood may very well be at stake. The firm welcomes referral clients. Call the firm today to schedule a consultation.

Areas of Focus

The firm represents clients in state and federal courts and before various regulatory authorities in securities law matters such as the following:

  • Federal securities class actions
  • State securities class actions
  • Shareholder disputes and derivative litigation
  • Public offering litigation
  • SEC investigations and proceedings
  • Broker-dealer disputes, including FINRA arbitrations
  • Breach of fiduciary duty
  • Internal investigations
  • Insider trading

Allegations of securities fraud and misrepresentation often arise at pivotal points-during partnership dissolution or during a major corporate transaction. The attorneys can identify the complexities and ambiguities that corporations, directors, and officers may have faced during these times. The firm challenges claims of securities fraud with assertiveness. The firm also pursues shareholder litigation, including class actions and derivative suits, against issuers and broker-dealers.

Companies trust their securities law matters to Magleby Cataxinos & Greenwood Contact the firm today to schedule your consultation.